Facade Inspection & Safety Program

About FISP

New York City’s Façade Inspection & Safety Program (also known as Local Law 11/98) requires that owners of buildings greater than 6 stories must have their buildings’ exterior walls and appurtenances inspected once every 5 years and file a technical report to the Department of Buildings. New York City’s façade safety program was first instated in 1979 to protect the public shortly after a Barnard student named Grace Gold was struck and killed by debris that fell from a building. The program was further expanded in 1998 following several incidents of façade failures in NYC and continues to evolve in order to ensure public safety. The most recent amendments to the program were enacted at the beginning of the current cycle (Cycle 9) in February 2020.

The Program operates in 5 year cycles, each with several subcycles that separate buildings into smaller windows for filing and repairs to be completed within. We are currently in Cycle 9 which began February 21, 2020 and will end February 21, 2024.

Sub-Cycles

The last digit of the building’s block number determines the sub-cycles in which the report must be filed.

Cycle 9 Sub-Cycles

Cycle 9 is staggered into 3 sub-cycles…

  • Cycle 9A
  • Cycle 9B
  • Cycle 9C
Sub-cycle Last Digit of Block Number Filing Period
A 4, 5, 6, or 9 2/21/2020 – 2/21/2022
B 0, 7, or 8 2/21/2021 – 2/21/2023
C 1, 2, or 3 2/21/2022 – 2/21/2024

Inspections

The inspection (critical examination) must be performed by a Qualified Exterior Wall Inspector (QEWI) – a New York State licensed architect or engineer.

The status of the façade can be classified in three ways…

  • Safe — The façade has no problems and is in good condition
  • SWARMP – The façade is Safe With a Repair and Maintenance Program
  • Unsafe — The façade has problems/defects that pose a threat to public safety

Unsafe Conditions

If unsafe conditions are found, owners must file the report as ‘Unsafe’ and immediately install public safety measures, such as a sidewalk shed, construction fence, etc.

Unsafe conditions must be corrected within 30 days from the date of filing the report and an amended report filed with the Department within 15 days of completing the repairs. In total, repairs must be corrected and an amended report filed within 45 days of the initial filing.

If the conditions will take longer than 30 days to repair, the QEWI may submit an extension of time request and the DOB may grant an extension of up to 90 days, provided that the premises have been secured by the installation of a shed, fence, etc. Further extensions will only be considered with evidence of unforeseen circumstances or if the nature of the repairs require more than 90 days. There is a filing fee for each extension request, and extensions will need to be renewed until the Unsafe conditions are corrected.

If a building owner files a report as Unsafe and fails to correct the conditions and file an amended report within the allotted time (and does not obtain an extension), the building owner is subject to additional penalties for the duration the unsafe conditions are not corrected.

For a comprehensive list of common building conditions observed during FISP inspections visit Presentation: Facade Conditions.

Filing Fees

Filing Fee
Initial Report $425
Amended/Subsequent Report $425
90-day Extension Request $305

Violations & Penalties

Penalty
Late Filing (Initial Report) $1,000/month
Failure to File (Initial Report) $5,000/year
Failure to Correct Unsafe Conditions Review 1RCNY 103-04
Failure to Correct SWARMP Conditions $2000

Penalties apply after the filing period ends.
Learn More

New Buildings

For new construction above 6 stories, the owner has 5 years from the date that a Temporary Certificate of Occupancy (TCO) has been issued to file the first FISP initial report. This means that any new building that received its TCO may need to file its first report during Cycle 9, depending on the last digit of the tax lot.

New Requirements

In Cycle 9, amended rules became effective as of February 20, 2020 to strengthen the existing Façade Inspection and Safety Program (FISP). These rule amendments are intended to increase façade safety in New York City.

Close-up inspections must be performed at intervals of no more than 60’-0” fronting each public right-of-way in order to allow for more thorough inspections of the exterior wall:

  • For every additional 60’-0” of length of façade, one additional close-up inspection is required.
  • QEWI must conduct probes at every 60’-0” length of façade to determine whether ties are present and in good condition at cavity wall buildings in every odd cycle.
  • Exceptions have been added for the requirement of probes in specific cases (For more detail, see page 8 in the Final Rule – Amendment of
    Rules Governing Exterior Wall Inspections and Repairs
    ).
  • Owners must post and maintain building façade status in the lobby in a manner similar to elevator certificates to alert building occupants of the exterior wall status.

ONLINE FILING REQUIREMENTS

New York City Department of Buildings (NYC DOB) began to require building owners, managers, and design professionals to use the new online portal, DOB NOW: Safety, to submit compliance filings for the Facade Inspection Safety Program (FISP), more commonly known as Local Law 11 in September of 2016.

With this requirement, Owners, Licensees, Filing Representatives, Registered Architects, and Professional Engineers must register in e-Filing to access DOB NOW and submit facade compliance filings.

To learn more about DOB NOW: Safety, sign up to attend an information session, or visit the DOB NOW: Safety Resource Page for helpful links and instructions.

If you’re looking for a qualified QEWI to complete your FISP, then feel free to contact us. Our highly qualified inspectors are capable of performing these duties required by law, and we can help educate you on various aspects of Local Law 11 and its intricacies. Our team is standing by to help you understand your responsibilities and our role in preparing your building to meet the new standards in Cycle 9 and beyond.

Contact Us

For other useful DOB resources, please visit the links below:

Facade Inspection Safety Program Overview

Facade Report Guidelines

Presentation: Facade Conditions

Air Conditioner Installation Tips

Amended Rule on Railings Inspections

https://www1.nyc.gov/site/buildings/safety/facades.page